Our Services

 

 

 

 

CORE SERVICE OFFERINGS:

 

  • Compliance Testing, Reporting, Archiving
  • Plan Design Reviews
  • Plan and Covered Service Provider Fee Benchmarking
  • Fiduciary Coaching
  • 3(16) Operational Exams
  • 3(21) Co-Fiduciary Services
  • 3(38) Discretionary Co-Fiduciary Services
  • CSP Fee and Services Negotiations
  • Q.D.I.A. Assessments, Governance and Administration
  • M&A Activity (buy or sell side support)
  • RFP/RFI Management
  • Participant Fee Disclosures ("404(a)(5)")
  • Plan Fee Disclosure Review/Benchmarking ("408(b)(2)")
  • Education/Information Compliance ("404(c) Compliance")
  • Qualified Plans
  • Non-Qualified Plans
    • ​Compensation Deferral Plans
    • Excess Benefit Plans
    • Top-Hat Plans
    • 401(k) Mirror Plans (Excess Benefit Plans)
    • Benefit Restoration Plans (Excess Benefit Plans)
  • Supplemental Plans
    • ​"Golden Handcuffs"
    • Incentive Plans
  • ​Investment Policy Statement ("IPS") Development and Adherence
  • Education Policy Statement ("EPS") Development and Adherence


KEY QUALIFICATIONS:

  • “Wall Street” pedigree with Main Street integrity and pricing
  • Full suite of co-fiduciary services to cover all Plan needs
  • Zero conflicts of interest;
  • No revenue sharing agreements;
  • No product offerins;
  • No commissions;
  • Platform, product, and provider agnostic;
  • Integration experience (payroll, legal, accounting, etc.)