fiduciary best practices

What is Universal Plan Truth #5?

A broker or agent distributing enrollment booklets is not the same as a Plan Adviser.

What is Universal Plan Truth #4?

If fees are really high but hard to figure out, don’t expect great service.

What is Universal Plan Truth #3?

If fees get too low, be prepared for limited service.

Rules Changes for Retirement Plan Fiduciaries

Rules Changes for Retirement Plan Fiduciaries

Have you kept up with them? Have they raised new questions for you?

What is Universal Plan Truth #2?

Trusting a broker or salesperson to lower your fees will be a long wait.

Safe Harbor deadline looms.

Limited contributions?  Excess contributions?  Safe Harbor might be the solution... or, maybe not.

Why Some Companies Request Specialized Plan Audits

Why do companies request specialized audits for their 401(k)s? The goal of these reviews is to bring flaws in 401(k)s and other defined contribution plans to light. This may help lead to plans that are better managed, more appealing to new hires and key personnel, and more in line with rules and regulations.

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