Plan Partners answers Department of Labor Request for Information re: Brokerage Windows RIN 1210-AB59

To Whom It May Concern:

Re: RIN 1210-AB59 (Brokerage Windows RFI)

On behalf of Plan Sponsors and Responsible Plan Fiduciaries, I write to add comments for consideration regarding current uses of and potential new uses for “Self-Directed Brokerage Windows”.

What is Universal Plan Truth #6?

The business owner’s college buddy may not be the best person to lead your pension.

Fiduciary Liability Alert for Employers – What Can You Do to Reduce Fiduciary Liability?

Your business sponsors a retirement plan.

What can you do to reduce your fiduciary liability?

What is Universal Plan Truth #5?

A broker or agent distributing enrollment booklets is not the same as a Plan Adviser.

How Rebalancing Might Help You Buy Low, Sell High

Reuters columnist Linda Stern explains how portfolio rebalancing might help you buy low & sell high:


Adjusting to Retirement

Adjusting to Retirement

What people don’t always realize about life after work.

What is Universal Plan Truth #4?

If fees are really high but hard to figure out, don’t expect great service.

What is Universal Plan Truth #3?

If fees get too low, be prepared for limited service.

Rules Changes for Retirement Plan Fiduciaries

Rules Changes for Retirement Plan Fiduciaries

Have you kept up with them? Have they raised new questions for you?

What is Universal Plan Truth #2?

Trusting a broker or salesperson to lower your fees will be a long wait.

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We offer you a wide range of services that are designed to help you, such as: a 401k plan, fiduciary and plan administration, a model portfolio and executive compensation in Cleveland, Ohio.

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